Investment Adviser
We know that our clients are focused on maximizing profits, not compliance, which can be burdensome, complex, and even paralyzing at times, whether you are new to the securities industry or an industry veteran.
Our approach of gaining in depth knowledge and understanding of each client’s business operation enable our clients to remain focus on their business, while we remain focus on their compliance needs by… Read More
Fund Adviser
The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 has amended the Investment Adviser Act of 1940, requiring investment advisers to hedge funds and other private funds to register upon reaching a specified assets under management threshold.
We have the expertise to counsel firm management as to the regulatory requirements… Read More